Investment Compliance Management Software

Allvue’s Investment Compliance Management software is a real-time compliance monitoring platform purpose-built for private debt, CLO, and credit asset managers. It integrates current exposure and market data to enforce compliance at all stages of the credit trade lifecycle — including hypothetical testing, pre-trade, trade allocation, post-trade, and ongoing portfolio monitoring. The platform supports CLO (US and Euro), 40 ACT, SMA, UCITS, BDC, Leverage Facility, Borrowing Base, and Muni Fund compliance test libraries. It now includes Andi, Allvue’s embedded AI assistant.

Allvue’s compliance engine includes an industry-standard test library covering CLO compliance tests for US and Euro structures, 40 ACT fund compliance, Separately Managed Account (SMA) guidelines, UCITS, BDC, Leverage Facility, Borrowing Base, and Muni Fund tests. GPs and credit managers can stand up funds and configure test rules independently, view real-time compliance test results and pre- and post-trade capacity across each fund, and perform cross-portfolio hypothetical trades and historical compliance analysis without requiring Allvue’s support team.

Allvue’s Portfolio Optimizer, powered by Loan Hunter technology, integrates compliance checks directly into the CLO portfolio optimization process. During ramp-up, reinvestment, and rebalancing phases, the optimizer generates compliant trade recommendations that automatically reflect CLO test constraints — eliminating the manual back-and-forth between portfolio managers and compliance teams that typically slows CLO execution. This is differentiated from standalone compliance tools that check rules after decisions have been made rather than embedding compliance into the optimization itself.

Yes. With the launch of Allvue’s Agentic AI Platform, Andi is embedded within the Compliance module. Andi helps compliance teams interpret rules, navigate configurations, and access compliance documentation instantly — reducing the time spent searching for rule logic and enabling faster onboarding of new compliance analysts to the platform.

Allvue’s Compliance, Trade Order Management, and Portfolio Management modules run on the same platform, sharing a real-time security master and data warehouse. Pre-trade compliance checks occur within the trade blotter without requiring data export to a separate compliance system — and compliance test results are immediately visible to portfolio managers in the portfolio management interface, enabling investment teams to see compliance capacity in real time as they evaluate opportunities.