SOLUTIONS

Compliance

Ensure compliance throughout the trade life cycle

Comprehensive Compliance

Allvue’s compliance management software integrates current exposure and market data to deliver compliance at all stages of the trade life cycle, including hypothetical testing, pre-trade, trade allocation, post-trade, and ongoing portfolio monitoring across all portfolios in real-time. Stand up funds and make test revisions/additions independently while viewing real-time compliance test results and pre- and post-trade capacities across each fund.

Features & Benefits

01

Automate and customize summary & detail reports and dashboards

02

Utilize test library that includes all industry standard tests for CLO (US and Euro), 40 ACT, SMA, UCITS, BDC, Leverage Facility, Borrowing Base and Muni Fund types

03

Use configurable trade compliance rules such as best execution and inter-portfolio trading limitations

04

Perform cross-portfolio hypothetical trades & historical compliance analysis, model portfolios and compare scenarios side-by-side

05

Handle any rule type with powerful rules engine and other derivatives

06

Set restriction capabilities for trades, issuers, assets, and counterparties

Our Technology

An extremely flexible workflow and rules engine built using the .Net framework, Allvue’s Credit platform excels at communicating with other systems and technologies, storing and operating upon disparate data within its abstracted security master and data warehouse, and automating the workflow and bespoke processes that add operating efficiency and reduce risk.

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